There are two major warrants to the activity dependent homeostatic theory of sleep initiation:
- "The waking state requires a critical level of brain activity, which is maintained by a steady flow of ascending impulses arising in the brainstem reticular formation"
- "A reduction of tonic activity of the ascending reticular system (ARAS) is responsible for physiological sleep."
Basically, the initiation of sleep is a passive process caused by the withdrawl of wakefulness. But what causes this withdrawl. Here's what the theory says:
- During wakefulness, the increased rate of metabolite synthesis is higher than the rate of clearance. Individual cells begin to demand a lower metabolic state and cease firing. Eventually, this effects behavior at the systemic level, and the body initiates sleep.
- This theory predicts that duration of sleep periods are inversely correlated with the rate of metabolite clearance.
- Factors only involved in sleep induction are not metabolic byproducts. These are synthesized after SWS has started.
- Adenosine
- Cells use ATP by catabolizing it into adenosine and ADP. Adenosine moves along its concentration gradient and can therefore get built up by periods of large use.
- Adenosine accumulates in the BF and cortex during forced sleep deprivation.
- Direct administration of adenosine increases sleep duration and enhances SWS activity in the rat.
- Blocking adenosine synthesis eliminates SWS and increases wakefulness.
- Adenosine also inhibits the activity of Hcrt neurons in the LH.
- Inhibitory amino acids (GABA)
- GABA - everywhere
- glycine - spinal cord & brainstem
- Glutamate is decarboxylated to form GABA by GAD.
- Increased neuronal activity results in a local increase in GABA synthesis.
- Glycine synthesized from the degradation of serine.
- Choline can metabolize into glycine by stepping through betaine and losing its methyl groups.
- A global increase in GABA via ventricular infusion promoted the physiological signs of NREM sleep.
- Prostaglandin
- Prostaglandins are a naturally occurring unsaturated fatty acid group (loosely) made from arachidonic acid.
- PG is observed most often in the CSF between the arachnoid membrane and the pia mater.
- Primarily synthesized in the leptomeninges, the epithelial cells of the choroid plexus, and the oligodendrocytes.
- Sleep deprivation raises the typical PG concentration in the CSF.
- Injection of PGD2 into the Preoptic area, or into the lateral vesicles increases NREM sleep.
- Cytokines
- Cytokines stimulate subtle changes in cellular metabolism.
- Cytokines affect the input-output relationships within their neural circuit of origination.
- Interleukine-1beta is highest when the demand for NREM sleep is highest in the rat (beginning of the day), taper off for awakening
- In humans, IL-1B is highest at initiation of sleep, and lowest at awakening.
- Injecting IL-1B into the brain directly increases amount of NREM sleep, but only if the the subject is already in NREM sleep. (NOT causative)
- Substances that inhibit IL-1B decrease spontaneous sleep.
- TNF-alpha is also 10X higher at the initiation of sleep than during its minimal waking values.
- TNF-alpha in the POA enhances NREM sleep in rats.
- TNF inhibitors also inhibit NREM sleep and decrease spontaneous sleep.
Mechanisms for the generation and maintenance of SWS:
- After sleep initiation, GABA and galanin synthesizing cells in the anterior hypothalamus/ POA become active and project to the major wake promoting areas, inhibiting them.
- GABA hyperpolarizes the thalamus to raise the threshold for sensory information getting relayed to the cortex.
- POA critical for SWS generation. Lesions in the POA can prevent SWS in mammals.
- FMRI data shows that mPOA is more active than other parts of the hypothalamus and basal forebrain during SWS.
- POA lesions will knockout SWS, but only for a matter of days depending on the extent of the damage.
- Paradoxically, NE and 5HT in the POA increase POA activity and can induce wakefulness.
- GHRH (a sleep inducing factor) may be needed to help GABA from the POA work.
- GHRH made in the arcuate nucleus (largest #), ventromedial nucleus (VMN), and paraventricular nucleus (PVN). These cells project to the anterior pituitary (from the arcN) and the POA.
- GHRH is high around the initiation of sleep, and highest immediately after sleep.
- Highest GHRH synthesis occurs at the period of deepest SWS.
- 2/3 of all growth hormone (GH) secreted in young males occurs during SWS.
- GHRH injections systemically and ventricularly increase SWS in rats.
- GH injection decreases SWS by providing negative feedback to the GHRH production system.
- GHRH is released into the POA and binds to GHRH recptors to activate POA GABAergic cells.
Remaining questions:
- Does TNF-alpha injection only increase NREM sleep during NREM periods, or can it initiate NREM?
- What are the sleep induction factors that get synthesized during SWS?
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